Forms

Forms, templates and guidance for Phase II are available for download from this page

Contents:

  • Table 1.1: Application forms and templates
  • Table 1.2: Guidance and exemplar templates

Table 1.1

Form Application forms and templates Size
ETS1 Application for a permit (also requires an ETS2 monitoring and reporting plan). excel link (220k)
ETS2

Monitoring Plan Template

This Excel spreadsheet is the template that EU ETS permit holders must fill in and submit to SEPA as a condition of their permit. (You may require ETS9 Variation.)

excel link (375k)
ETS3 Application for the Allocation of Allowances from the Phase II New Entrant Reserve, which may also require ETS9. excel link (759k)
ETS4 Application to appoint Registry account representatives. excel link (169k)
ETS5 Annual Report on Improvements towards the Use of the Highest Tier approach for Monitoring of Major Sources. excel link (145k)
ETS6 Annual Report on Potential Improvements in Monitoring, including those recommended by the verifier. excel link (113k)
ETS7 Template for reporting of annual emissions. excel link (1.2mb)
ETS8 Template for notification of changes relevant to a new entrants application or permit that do not require a variation. excel link (90k)
ETS9 Application for a variation to a permit. excel link (87k)
ETS10 Application to transfer one or more Schedule 1 processes to another operator. excel link (198k)
ETS11 Application to surrender a permit. excel link (90k)
ETS12 Application to retain allowances for an installation where all Schedule 1 processes have ceased. excel link (82k)
ETS13 Application for allowances from the Phase II Contingency Fund. excel link (278k)
ETS100 Phase II NAP Data Form. excel link (438k)
ETS101 Phase II NAP Allocation Methodology Rules Application Form. excel link (486k)
ETS102 Phase II NAP Benchmark Data Form. excel link (711k)

Table 1.2

Guidance and exemplar templates

Commission Decision of 18 July 2007 C(2007/589/EC) establishing guidelines for the monitoring and reporting of greenhouse gas emissions pursuant to Directive 2003/87/EC of the European Parliament and of the Council (notified under document number C(2007) 3416)

Europa.eu external link

Guidance on how to complete the ETS2.2 monitoring plan template

Guide to the Revised Guidelines for Monitoring and Reporting (MRG 2007) in accordance with the EU Emissions Trading Scheme (EU ETS)

pdf link (377k)

Guidance on uncertainty assessment MRG2
Competent Authority Interpretation the Main Uncertainty Analysis Requirements resulting from the Revised Monitoring & Reporting Guidelines (MRG 2007)

pdf link (223k)

MRV DG Environmental Monitoring Reporting FAQs Answers to Frequently Asked Questions On Greenhouse Gas Emissions Monitoring and Reporting under the EU Emissions Trading System Pursuant Directive 2003/87/EC

pdf link (71k)

Guidance for completion of ETS5

Guidance to Operators on the requirements for installations to achieve the highest applicable monitoring tiers

pdf link (265k)

Guidance on annual verification for the EU Emissions Trading Scheme

Defra external link

Guidance for completion of ETS7

Guidance to Operators for the Conversion of Natural Gas data to Standard Conditions

word link image (1.1mb)

pdf link (107k)

ETS 2 Exemplar templates

Gas Power - Exemplar Template - links to P Drive files which no longer exist

excel link (432k)

Coal Power Station Exemplar Template - links to P Drive files which no longer exist

excel link (451k)